Business Continuity Plan

It is the intent of Miramar Securities, LLC to stay in business in the event of internal or external business disruption. The firm will make every effort to provide for contingency planning to ensure the continuous, reliable delivery of communication and service to clients. Additionally, the firm seeks to remain in compliance with applicable securities regulations and depending upon the scope of disaster, the firm estimates recovery of business practices within four to eight hours of disaster.

The firm's business continuity plan addresses the full scope of business to include back up of operational, financial and communication systems/process. In case of emergency, customers may call remote locations at (404)230-9317, (678)778-0503 or the clearing agent Pershing,LLC at (800)443-4342 for assistance.